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(1) Where, in relation to a dealer who is a member of a stock exchange, the stock exchange becomes aware of a prescribed matter, the stock exchange shall, as soon as practicable after becoming aware of the matter, lodge with the Commission a written report on the matter and send a copy of the report to the dealer.

(2) In this section, "prescribed matter", in relation to a dealer, means a matter which, in the opinion of the stock exchange concerned-

(a) has adversely, is adversely affecting or may adversely affect the ability of the dealer to meet his obligation as a dealer;

(b) constitutes or may constitute a breach of section 83, 84, 85 or 86 or Part IX; or

(c) constitutes or may constitute a breach of a condition of a licence issued to the dealer under this Law.